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First Trust Small Cap Growth AlphaDEX Fund (FYC)

Small Growth | Exchange Traded Fund | NasdaqGM
120.52 USD -2.04 (-1.664%) ⇩ (Aug. 28, 2026, 4 p.m. EDT)
After hours: 120.52

Short-term:★★★⯪☆Long-term:★★★★⯪Dividends:★★☆☆☆
Hot Take | Aug. 22, 2026, 5:22 a.m. EDT

The long-term investment case remains exceptionally strong, driven by a nearly 160% cumulative gain over the last nine years and a robust recent trajectory of double-digit annual growth. Despite a trailing P/E of roughly 25x, the business fundamentals—characterized by sustained revenue expansion and a fortress-like recovery from past lows—justify a premium valuation for a small-cap growth vehicle. However, the short-term outlook is muted by a distinct lack of catalysts; recent price action shows the fund hovering near its 50-day average with no clear breakout, and the statistical forecast offers only a modest 2.5% upside with moderate confidence. This stagnation is compounded by a near-total absence of options activity, leaving retail investors without a clear sentiment gauge. While the underlying asset quality is superior, the immediate momentum is insufficient to drive a high-conviction entry, making this a solid hold rather than an aggressive buy at this moment.

Model Selection — Backtest MAE (log-scale, lower is better)
ModelMAE
AutoTheta ✓0.019765
MSTL0.033707
AutoETS0.036327
AutoARIMA0.051981

Forecast horizon: 45 days | Selected: AutoTheta

Forecast Reliability
Score 63%
H-stat 1.26
Ljung-Box p 0.000
Jarque-Bera p 0.628
Excess Kurtosis -0.27
Attribute Value
Trailing P/E 24.59

As of Aug. 22, 2026, 5:22 a.m. EDT: Options activity is extremely sparse, with virtually no open interest or volume recorded across the sampled expirations. The lack of data prevents identifying specific speculative positioning or implied volatility shifts, suggesting a low-liquidity environment where standard flow analysis is unavailable.


Dividend Data

Yield Summary
Last Yield 1yr Yield 3yr Avg 5yr Avg
0.11% 0.19% 0.44% 0.44%
Dividend History
Date Dividend Yield %
2026-06-25 0.130 0.106549
2025-09-25 0.078 0.087015
2024-12-13 0.147 0.180656
2024-09-26 0.344 0.466884
2024-06-27 0.070 0.106642
2023-12-22 0.156 0.246914
2023-09-22 0.077 0.137500
2023-06-27 0.072 0.123203
2023-03-24 0.059 0.106537
2022-06-24 0.002 0.003580
2021-12-23 0.442 0.598106
2021-09-23 0.029 0.039645
2020-12-24 0.061 0.096124
2020-09-24 0.012 0.026702
2019-12-13 0.143 0.310937
2019-09-25 0.040 0.089366
2018-12-18 0.013 0.031824
2018-06-21 0.004 0.008005
2018-03-22 0.021 0.047814
2017-12-21 0.045 0.105165
2016-12-21 0.066 0.187394
2016-09-21 0.023 0.068310
2016-06-22 0.015 0.048294
2016-03-23 0.004 0.013822
2015-12-23 0.047 0.152697
2015-09-23 0.006 0.019795
2015-06-24 0.005 0.015418
2015-03-25 0.008 0.025657
2014-12-23 0.008 0.026702
2013-12-18 0.006 0.020257
2012-12-21 0.075 0.354610
2012-06-21 0.024 0.117878
2011-12-21 0.001 0.005330
Additional Data
dividendDate 2018-03-29
dividendYield 0.17

Info Dump

Attribute Value
All Time High 127.57
All Time Low 15.59
Ask 123.91
Ask Size 1
Average Daily Volume10 Day 84,900
Average Daily Volume3 Month 72,779
Average Volume 72,779
Average Volume10Days 84,900
Beta3 Year 1.33
Bid 123.46
Bid Size 1
Category Small Growth
Crypto Tradeable 0
Currency USD
Custom Price Alert Confidence HIGH
Day High 122.895
Day Low 120.35
Dividend Date 1,522,281,600
Dividend Yield 0.17
Eps Trailing Twelve Months 4.9020767
Esg Populated 0
Exchange NGM
Exchange Data Delayed By 0
Exchange Timezone Name America/New_York
Exchange Timezone Short Name EDT
Fifty Day Average 121.8024
Fifty Day Average Change -1.282402
Fifty Day Average Change Percent -0.010528545
Fifty Two Week Change Percent 39.281178
Fifty Two Week High 127.57
Fifty Two Week High Change -7.050003
Fifty Two Week High Change Percent -0.055263802
Fifty Two Week Low 85.2
Fifty Two Week Low Change 35.32
Fifty Two Week Low Change Percent 0.414554
Fifty Two Week Range 85.2 - 127.57
First Trade Date Milliseconds 1,303,306,200,000
Five Year Average Return 0.1128893
Full Exchange Name NasdaqGM
Fullday Change -2.04
Fullday Change Percent -1.66449
Fullday Price 120.52
Fund Family First Trust
Fund Inception Date 1,303,171,200
Gmt Off Set Milliseconds -14,400,000
Has Pre Post Market Data 1
Language en-US
Legal Type Exchange Traded Fund
Long Business Summary The fund will normally invest at least 90% of its net assets (including investment borrowings) in the securities that comprise the index. The index is designed to select growth stocks from the NASDAQ US 700 Small Cap Index TM (the "base index") that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.
Long Name First Trust Small Cap Growth AlphaDEX Fund
Market us_market
Market State CLOSED
Max Age 86,400
Message Board Id finmb_130256853
Nav Price 122.42
Net Assets 1,298,232,830.0
Net Expense Ratio 0.7
Open 122.8
Post Market Change 0.0
Post Market Change Percent 0.0
Post Market Price 120.52
Post Market Time 1,787,959,804
Previous Close 122.56
Price Hint 2
Quote Source Name Nasdaq Real Time Price
Quote Type ETF
Region US
Regular Market Change -2.04
Regular Market Change Percent -1.66449
Regular Market Day High 122.895
Regular Market Day Low 120.35
Regular Market Day Range 120.35 - 122.895
Regular Market Open 122.8
Regular Market Previous Close 122.56
Regular Market Price 120.52
Regular Market Time 1,787,947,201
Regular Market Volume 87,764
Short Name First Trust Small Cap Growth Al
Source Interval 15
Symbol FYC
Three Year Average Return 0.28328252
Total Assets 1,298,232,832
Tradeable 0
Trailing P E 24.585497
Trailing Peg Ratio None
Trailing Three Month Nav Returns 6.60733
Trailing Three Month Returns 6.60733
Triggerable 1
Two Hundred Day Average 107.5457
Two Hundred Day Average Change 12.974297
Two Hundred Day Average Change Percent 0.120639846
Type Disp ETF
Volume 87,764
Yield 0.0017
Ytd Return 23.54111